Risk and compliance

Results: 2018



#Item
1214 Annual Asian th GRC Summit Governance, Risk Management, Compliance and IT Security

4 Annual Asian th GRC Summit Governance, Risk Management, Compliance and IT Security

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Source URL: www.copenhagencompliance.com

Language: English - Date: 2015-04-17 14:43:04
    122The current issue and full text archive of this journal is available at www.emeraldinsight.comhtm Best execution compliance: new techniques for managing compliance risk

    The current issue and full text archive of this journal is available at www.emeraldinsight.comhtm Best execution compliance: new techniques for managing compliance risk

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    Source URL: www.zyen.com

    Language: English - Date: 2012-04-23 12:26:01
      123IntelliAudit ARM Audit & Repair Better manage your ARM resets, mitigate your compliance risk, and reduce future financial exposure Unlike solutions that perform audits to simply identify data issues, or those that correc

      IntelliAudit ARM Audit & Repair Better manage your ARM resets, mitigate your compliance risk, and reduce future financial exposure Unlike solutions that perform audits to simply identify data issues, or those that correc

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      Source URL: www.corelogic.com

      Language: English - Date: 2013-06-04 11:54:49
        124December 1, 2011  The Forrester Wave™: IT Governance, Risk, And Compliance Platforms, Q4 2011 by Chris McClean

        December 1, 2011 The Forrester Wave™: IT Governance, Risk, And Compliance Platforms, Q4 2011 by Chris McClean

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        Source URL: www.symantec.com

        Language: English - Date: 2012-05-03 14:10:37
          125National Examination Risk Alert By the Office of Compliance Inspections and Examinations in cooperation with the Financial Industry Regulatory Authority 1  In this Alert:

          National Examination Risk Alert By the Office of Compliance Inspections and Examinations in cooperation with the Financial Industry Regulatory Authority 1 In this Alert:

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          Source URL: www.sec.gov

          Language: English - Date: 2011-12-06 17:53:57
            126National Exam Risk Alert  By the Office of Compliance Inspections and Examinations 1 In this Alert:

            National Exam Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert:

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            Source URL: www.sec.gov

            Language: English - Date: 2011-09-29 15:01:04
              127Risk and Compliance Officer (Ref no: RCOThe main purpose of the position is to be responsible for delivering targets within areas of risk management, process quality assurance and process compliance towards appli

              Risk and Compliance Officer (Ref no: RCOThe main purpose of the position is to be responsible for delivering targets within areas of risk management, process quality assurance and process compliance towards appli

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              Source URL: www.carlsberggroup.com

              Language: English - Date: 2014-07-02 05:57:51
                128Compliance & Ethics  Compliance & Ethics TOPICS COVERED // Strategy & Risk Management As the world becomes flatter and

                Compliance & Ethics Compliance & Ethics TOPICS COVERED // Strategy & Risk Management As the world becomes flatter and

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                Source URL: www.brownflynn.com

                Language: English - Date: 2014-12-16 12:23:41
                  129National Examination Risk Alert  By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers

                  National Examination Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert: Topic: Duties of broker-dealers

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                  Source URL: www.sec.gov.

                  Language: English - Date: 2012-03-19 11:51:08
                    130National Exam Risk Alert  By the Office of Compliance Inspections and Examinations 1 In this Alert:

                    National Exam Risk Alert By the Office of Compliance Inspections and Examinations 1 In this Alert:

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                    Source URL: www.sec.gov.

                    Language: English - Date: 2011-09-29 15:01:04